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Andrés E. Caicedo

I ran last night into the Flickr page for this conference essentially by accident. Couldn’t find who to credit for this picture.

I would like to highlight a cute question in a recent paper,

MR3400774

Giovanna D’Agostino, Alberto Policriti, Eugenio G. Omodeo, and Alexandru I. Tomescu.

Mapping sets and hypersets into numbers.

Fund. Inform.140(2015), no. 3-4, 307–328.

Recall that W. Ackermann verified what in modern terms we call the bi-interpretability of and , where the latter is (first-order) Peano arithmetic, and the former is finite set theory, the result of replacing in the axiom of infinity with its negation (and with foundation formulated as the schema of -induction). The reference is

MR1513141

Wilhelm Ackermann.

Die Widerspruchsfreiheit der allgemeinen Mengenlehre.

Math. Ann.114(1937), no. 1, 305–315.

I have written about this before. Briefly, one exhibits (definable) translations between the collection of hereditarily finite sets and and verifies that the translation extends to a definable translation of the relations, functions and constants of the language of each structure in a way that verifies that holds in the translation of and verifies that holds in the translation of . Recall that consists of those sets whose transitive closure is finite, that is, is finite, and all its elements are finite, and all the elements of its elements are finite, and so on. Using foundation, one easily verifies that , that is, it is the collection of sets resulting from iterating the power-set operation (any finite number of times) starting from the empty set.

In the direction relevant here, one defines a map by

One easily verifies, using induction on the set-theoretic rank of the sets involved, that this recursive definition makes sense and is injective (and, indeed, bijective).

Of course this argument uses foundation. In the D’Agostino-Policriti-Omodeo-Tomescu paper they consider instead the theory resulting from replacing foundation with the anti-foundation axiom, and proceed to describe a suitable replacement for that injects (codes) into the real numbers. They do quite a bit more in the paper but, for the coding itself, I highly recommend the nice review by Randall Holmes in MathSciNet, linked to above.

The anti-foundation axiom became known thanks to the work of Peter Aczel, and it is his formulation that I recall below, although it was originally introduced in work of Forti and Honsell from 1983, where they call it . Aczel’s presentation appears in the excellent book

MR0940014 (89j:03039)

Peter Aczel.

Non-well-founded sets. With a foreword by Jon Barwise.

CSLI Lecture Notes, 14. Stanford University, Center for the Study of Language and Information, Stanford, CA, 1988. xx+137 pp.

ISBN: 0-937073-22-9.

The original paper is

MR0739920 (85f:03054)

Marco Forti, Furio Honsell.

Set theory with free construction principles.

Ann. Scuola Norm. Sup. Pisa Cl. Sci. (4)10(1983), no. 3, 493–522.

Given a binary relation , its field is the union of its domain and codomain. A *decoration* of is a function satisfying

for all . When is and the sets in question are well-founded, the only decoration is the identity. Similarly, any well-founded relation admits a unique decoration. Define as the statement that any binary (whether well-founded or not) admits a unique decoration.

In with foundation replaced with one can prove the existence of many non-well-founded sets. One of the appealing aspects of is that the resulting univere is actually quite structured: Other anti-foundation axioms allow the existence of infinitely many Quine atoms, sets such that , for instance. Under , there is exactly one such , usually called . The axiom is sometimes described as saying that it provides solutions to many “equations” among sets. For instance, consider the system of equations and . Under the system has as its unique solution. Note that assuming , is in , as are many other non-well-founded sets.

Here is the open question from the D’Agostino-Policriti-Omodeo-Tomescu paper: Work in set theory with instead of foundation. Is there a unique, injective, function satisfying

for all ?

Note that there is a unique such on the well-founded hereditarily finite sets, and it is in fact injective. In general, existence, uniqueness and injectivity of appear to be open. The claim that there is such a function is a statement about solutions of certain equations on the reals, and the claim that is unique requires moreover uniqueness of such solutions. The expectation is that is transcendental for all non-well-founded hereditarily finite but, even assuming this, the injectivity of seems to require additional work.

For example, consider . The function must satisfy

and, indeed is the unique solution of the equation .

I would be curious to hear of any progress regarding this problem.

Caïus Wojcik and Luca Zamboni recently posted a paper on the arXiv solving an interesting problem in combinatorics on words.

http://arxiv.org/abs/1608.03519

Monochromatic factorisations of words and periodicity.

Caïus Wojcik, Luca Q. Zamboni.

I had recently learned of the problem through another paper by Zamboni and a collaborator,

MR3425965

Aldo de Luca, Luca Q. Zamboni

On prefixal factorizations of words.

European J. Combin.52(2016), part A, 59–73.

It is a nice result and I think it may be enjoyable to work through the argument here. Everything that follows is either straightforward, standard, or comes from these papers.

**1. The problem**

To make the post reasonably self-contained, I begin by recalling some conventions, not all of which we need here.

By an *alphabet* we simply mean a set , whose elements we refer to as *letters*. A *word* is a sequence of letters from where is a (not necessarily non-empty, not necessarily proper) initial segment of . If we denote for all , it is customary to write the word simply as

and we will follow the convention. The empty word is typically denoted by or . By we denote the collection of all finite words from , and By we denote the *length* of the word (that is, the size of the domain of the corresponding function).

We define concatenation of words in the obvious way, and denote by the word resulting from concatenating the words and , where . This operation is associative, and we extend it as well to infinite concatenations.

If a word can be written as the concatenation of words

we refer to the right-hand side as a *factorization* of . If and is non-empty, we say that is a *prefix* of . Similarly, if is non-empty, it is a *suffix* of . By for we denote the word resulting form concatenating copies of . Similarly, is the result of concatenating infinitely many copies.

By a *coloring* we mean here a function where is a *finite* set of “colors”.

Apparently the problem I want to discuss was first considered by T.C. Brown around 2006 and, independently, by Zamboni around 2010. It is a question about monochromatic factorizations of infinite words. To motivate it, let me begin with a cute observation.

Fact.Suppose is an infinite word, and is a coloring. There is then a factorization

where all the have the same color.

**Proof.** The proof is a straightforward application of Ramsey’s theorem: Assign to the coloring of the set of -sized subsets of given by whenever . Ramsey’s theorem ensures that there is an infinite set such that all with have the same color. We can then take and for all .

In the fact above, the word was arbitrary, and we obtained a monochromatic factorization of a suffix of . However, without additional assumptions, it is not possible to improve this to a monochromatic factorization of itself. For example, consider the word and the coloring

If nothing else, it follows that if is an infinite word that admits a monochromatic factorization for any coloring, then the first letter of must appear infinitely often. The same idea shows that each letter in must appear infinitely often.

Actually, significantly more should be true. For example, consider the word

and the coloring

This example shows that in fact any such must admit a *prefixal* factorization, a factorization

where each is a prefix of .

Problem.Characterize those infinite words with the propertyPthat given any coloring, there is a monochromatic factorization of .

The above shows that any word with property **P** admits a prefixal factorization. But it is easy to see that this is not enough. For a simple example, consider

Consider the coloring where if is not a prefix of , 1, and otherwise. If

is a monochromatic factorization of , then so and each must be a prefix of of length at least . But it is easy to see that admits no such factorization: For any , consider the first appearance in of and note that none of the first zeros can be the beginning of an , so for some we must have and since , in fact , but this string only appears once in , so actually . Since was arbitrary, we are done.

Here is a more interesting example: The Thue-Morse word

was defined by Axel Thue in 1906 and became known through the work of Marston Morse in the 1920s. It is defined as the limit (in the natural sense) of the sequence of finite words given by and where, for , is the result of replacing each letter in with .

This word admits a prefixal factorization, namely

To see this, note that the sequence of letters of can be defined recursively by , and . To see this, note in turn that the sequence given by this recursive definition actually satisfies that is the parity of the number of s in the binary expansion of from which the recursive description above as the limit of the should be clear. The relevance of this observation is that no three consecutive letters in can be the same (since for all ), and from this it is clear that can be factored using only the words , , and .

But it is not so straightforward as in the previous example to check whether admits a factorization into prefixes of length larger than .

Instead, I recall a basic property of and use it to exhibit an explicit coloring for which admits no monochromatic factorization.

I have just posted on my papers page a preprint of a review of

MR3379889

Smullyan, Raymond

Reflections—the magic, music and mathematics of Raymond Smullyan.

World Scientific Publishing Co. Pte. Ltd., Hackensack, NJ,2015. x+213 pp.

ISBN: 978-981-4644-58-7; 978-981-4663-19-9

that I have submitted to Mathematical Reviews.

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